Compliance Manager

6 - 11 years

12.0 - 15.0 Lacs P.A.

Bengaluru

Posted:2 months ago| Platform: Naukri logo

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Skills Required

ComplianceSEBIFEMARBI

Work Mode

Work from Office

Job Type

Full Time

Job Description

- Develop and maintain a robust compliance framework aligned with RBI directives, ensuring regulatory adherence, SEBI directives including LODR requirements. - Monitor changes in RBI / SEBI regulations and update compliance policies and procedures accordingly. Securities Issuance and Compliance: - Provide support to the Back-Office Treasury Team for issuance of Commercial Papers / Non-Convertible Debentures and ensure SEBI and RBI compliance. Conduct regular reviews to ensure compliance with RBI regulations. Develop and maintain compliance checklists, manuals, and documentation. Monitor changes in regulatory guidelines and update processes accordingly. Design and implement compliance testing programs. Assess compliance risks and recommend control enhancements.

Microfinance and Financial Services
Bengaluru

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