Job Description

The objective of Operational Risk Management (ORM) Governance team is to develop, oversee and strengthen the organization s Operational Risk Management (ORM) framework to ensure that governance structures, policies, and procedures are robust, effective, and align with regulatory requirements and best practices. The Audit & Regulatory Engagement team will support ORM internal and external exams and audits, ensure timely closure of findings, educate partners with an examiner and regulator mindset and streamline and enhance the efficiency and effectiveness of ORM exam management process. Roles & Responsibilities: Support the day-to-day internal and external exam management process, working across enterprise functions Track resolution of requests and ensure that significant risks and issues are appropriate and escalated in a timely manner Partner with ORM teams and advise on responses to exam & audit inquiries Develop and maintain systems and processes to ensure consistent and efficient exam responses across the business unit Review and enforce compliance with enterprise policies Help prepare and present materials to ORM leadership and the Operational Risk Management Committee regarding audit and regulatory initiatives Minimum Qualifications: 4+ years in a financial risk management function (e.g., audit, compliance, operations, credit, etc.) Understanding of critical operational risk management lifecycle activities Excellent project management with a track record of developing end-to-end risk management processes Strong communication and interpersonal skills Strong analytical and problem-solving skills, with an ability to analyze data, identify trends and evaluate risk scenarios effectively Proficiency in SQL, python, and Archer/Tableau database queries preferred Experience supporting risk exam management processes preferred