Quantitative Trading Compliance Analyst

Job Description

Quantitative Trading Compliance Analyst Responsibilities - Assist with the administration of the Firm s Media Transfer process, which is designed to ensure proper approval and documentation of files entering or leaving Firm systems, for Trading Groups that deploy Systematic and Quantitative Trading Strategies. Help to review materials to verify that files entering or leaving Firm systems do not violate the Firm s internal policies as well as contractual, legal or regulatory obligations. Respond to requests to initiate Media Transfer processes received from Trading Groups. Track requests and provide regular updates regarding the status of in-progress materials reviews. Engage with Technology teams to ensure process continuity for each Media Transfer request. Qualifications/Skills Required - 2+ years of experience at a technology firm, bank/broker, buy-side firm, or similar organization. Bachelor s degree in computer science, Finance, Economics or similar with a strong academic record. An understanding of model-based trading and investment/execution algorithms is preferred. General understanding of programming languages such as Python is strongly preferred. Understanding of Artificial Intelligence and experience using AI tools is preferred. Strong analytical / conceptual problem-solving skills with attention to detail. Strong sense of ownership and personal responsibility. Strong organizational stills, with the ability to prioritize, multi-task, and manage deadlines while successfully completing assignments. Good team player with a strong willingness to participate and help others.