Job Description EQUITY dealer (Finance & Broking)Company: Swastika Investmart Limited Location: Pune Experience: 2-3 Years in Finance & Broking Qualification: NISM Series VIII Certified (Equity & Derivatives)Roles & Responsibilities: Team Management & Leadership:Lead and mentor a team of dealers and relationship managers.Train team members on trading strategies, compliance, and risk management.Ensure the achievement of revenue and client acquisition targets. Dealing & Trading Execution:Execute trades in equity and derivatives as per client requirements.Ensure risk management and compliance with SEBI & exchange guidelines.Monitor market trends and guide clients on investment strategies. Client Relationship & Revenue Growth:Build and maintain strong relationships with HNI & retail clients.Advise clients on stock market investments and portfolio diversification.Drive business growth by acquiring new clients and retaining existing ones. Compliance & Reporting:Ensure adherence to regulatory and company policies.Monitor trading activities to prevent unauthorized transactions.Prepare daily reports on team performance, trade execution, and revenue.Skills & Qualifications: Mandatory: NISM Series VIII Certification Strong knowledge of equity, derivatives, and market operations Experience in client engagement and advisory services Excellent leadership, communication, and problem-solving skills Ability to work in a fast-paced trading environment Apply Now! Send your resume to Aparna.pathak@swastika.co.in or contact

Job BriefPosition : Dealer- Relationship ManagerEquity traders are responsible for buying and selling stocks, bonds, commodities, or other financialinstruments. Equity traders must be able to quickly analyze market trends and make split-seconddecisions about when to buy or sell. They also need to have strong interpersonal skillsthey interactwith clients all day long to determine what trades they want to make.Key ResponsibilityPosition : Dealer- Relationship Manager•Advising clients with regard to their Investment in Equity, Derivative & currency Market, Place orders on their behalf.•Responsible for achieving brokerage revenue.•Increasing client base through existing client referrals.•To place orders for clients on trading terminal with very high proficiency in speed and accuracy.•Confirmations on Recorded Line.•Communicating research advice and investment ideas to customers for portfolio churning.•Focused on servicing as a dealer in Equity Cash, Equity Derivatives, Currency(Derivatives, and Commodity segment.•Update client for order and trade on recorded line during market hours•Maintain 0% dealing errors.•Providing client support and answering their queries about software, trades, positions, funds, market movementsJob Specification Position : Dealer- Relationship Manager. In-depth knowledge of performance marketing and other aspects of Dealer- Relationship Manager. Writing reports on trading activity, market conditions, or company trends and performing research to identify new investmentopportunities. Trading stocks and other assets based on client orders or their own analysis of market trends. Calculating gains and losses in accordance with federal securities laws. Execute trades in equities, options, and other securities in accordance with established trading strategies

Job Description EQUITY dealer (Finance & Broking)Company: Swastika Investmart Limited Location: Pune Experience: 2-3 Years in Finance & Broking Qualification: NISM Series VIII Certified (Equity & Derivatives)Roles & Responsibilities: Team Management & Leadership:Lead and mentor a team of dealers and relationship managers.Train team members on trading strategies, compliance, and risk management.Ensure the achievement of revenue and client acquisition targets. Dealing & Trading Execution:Execute trades in equity and derivatives as per client requirements.Ensure risk management and compliance with SEBI & exchange guidelines.Monitor market trends and guide clients on investment strategies. Client Relationship & Revenue Growth:Build and maintain strong relationships with HNI & retail clients.Advise clients on stock market investments and portfolio diversification.Drive business growth by acquiring new clients and retaining existing ones. Compliance & Reporting:Ensure adherence to regulatory and company policies.Monitor trading activities to prevent unauthorized transactions.Prepare daily reports on team performance, trade execution, and revenue.Skills & Qualifications: Mandatory: NISM Series VIII Certification Strong knowledge of equity, derivatives, and market operations Experience in client engagement and advisory services Excellent leadership, communication, and problem-solving skills Ability to work in a fast-paced trading environment Apply Now! Send your resume to Aparna.pathak@swastika.co.in or contact

job DescriptionRegional Head : B2C Businesss Broking & Wealth About Swastika Since our humble beginning in 1992, we have steadily climbed the ladder ofsuccess. To day, we are listed on BSE, NSE, MCX, and NCDEX, and have a strongpresence in 25+ states with a team of 800+ members. Our growth has beenexponential, supported by a vast network of 3 Lac+ customers and 2000+business partners.We offer a comprehensive range of services including Stock Broking, NBFC,Insurance Broking, and Investment Banking. Our expertise lies in managingfinancial portfolios for individuals and institutions, assisting startups inlaunching IPOs, and facilitating fundraising from the market.Our experienced financial professionals utilize cutting-edge technology toprovide a variety of investment solutions through our trading application.At our core, we value personal relationships and believe in the importanceof trust and loyalty in delivering the best financial services.We are reachable at:www.swastika.co.inwww.gotradingo.com Our Core Values We areTrustworthyandTruthful tribe.We are always Open to learnWe are Disciplinedand Presentable. We are Energetic and Happy.Customersare our Prioritynumberone Politenessis ourLanguage. We areDeterminedtohonor ourcommitments. Job BriefRegional Business HeadJob Title: National Head Location: AhmedabadExperience: 8-10 years in - B2C Business (Broking & Wealth Management ) Job Summary:Job Brief: National Head - B2C Business (Broking & Wealth Management)We are seeking a dynamic and results-oriented professional to take on the role of National Head -B2C Business (Broking & Wealth Management). This is a pivotal leadership position, responsiblefor driving the growth of the organization's B2C business vertical, focusing on broking and wealthmanagement services.The ideal candidate will possess proven expertise in business development, exceptionalleadership skills, and the ability to forge and nurture relationships with High Net WorthIndividuals (HNIs) and Ultra High Net Worth Individuals (Ultra-HNIs). This role demands anindividual who can lead large teams, deliver operational excellence, and strategically position theorganization as a market leader in the financial services sector. National HeadProfile National Head B2C Business ( Broking & Wealth Management )Key Responsibilities:Team Leadership: Lead, mentor, and inspire a large team of wealth managers, relationship managers, and sales professionals. Foster a high-performance culture with a focus on achieving organizational goals.Client Relationship Management: Build and maintain strong relationships with HNI and Ultra-HNI clients. Provide personalized financial advice and wealth management solutions to Ultra HNI clientsOperational Excellence: Ensure seamless day-to-day operations, optimizing processes for efficiency and compliance. Monitor and enhance service quality to exceed client expectations.Market Insights & Strategy: Stay updated on market trends, financial products, and regulatory changes. Use data-driven insights to refine strategies and improve client offerings.Compliance and Risk Management:Ensure all business activities comply with regulatory standards and internal policies.Proactively identify and mitigate risks related to broking and wealth management Requirements • Position : National HeadRequirementsExperience: 7-10 years in a similar role within a broking firm.Certifications: All relevant NISM Modules & Certificates related to Wealth ManagementEducation: Post Graduate in Finance / Marketing / ManagementSkills:Strong knowledge of Equities, Derivatives and all Wealth ProductsProven leadership and large team management skills.Excellent communication, negotiation, and interpersonal abilities.Strategic thinker with the ability to implement effective growth strategies.Proficient in market analysis, client relationship management, Team Management, andcompliance. Job Qualification Position National Head B2C Business ( Broking & Wealth Management )Skills and Qualifications:Education: MBA/PGDM in Finance, Marketing, or related fields.Experience:8-10 years in broking, wealth management, or financial services.Proven track record in business development and Team leadership. Technical Skills:Strong knowledge of broking platforms, wealth management tools, and CRM systems.Proficiency in financial products like equities, mutual funds, bonds, and alternativeinvestments.Soft Skills:Excellent communication, negotiation, and interpersonal skills.Strong problem-solving and analytical abilities. Thank You, Swastika invest mart ltd Y.N road , Opp. Rani Sati Gate,Above BOI,Near Milan TVS 2nd Address Sakar-9, Opposite -Atma house, Ashram road Ahmadabad - 380009Indore - 452001, Madhya Pradesh9399145601 Aparna.Pathak@swastika.co.inDeepali.tomar@swastika.co.in